Sarbanes-Oxley/Corporate Governance Compliance Survey

This survey probes compliance with the key corporate governance points of:

• Sarbanes-Oxley Act of 2002 and subsequent related legislation
• Rules promulgated by the Securities and Exchange Commission for registered companies
• Listing market requirements (NYSE, Amex & NASDAQ)
• Specific industry and sector governance standards

This diagnostic program consists of two separate coverage areas. First, the requirements imposed on members of the senior management team, specifically the CEO and CFO. Second, the governance and oversight actions required of the Board of Directors and Audit Committee of the Board. The results of the survey assist in the determination of general compliance with the letter and the spirit of recent rules designed to improve the quality of reported results and the transparency, integrity and accountability of publicly owned companies.

Sarbanes-Oxley/Corporate Governance Implementation

This tool enables the H&A Consulting Partners team to build an end-to-end implementation plan specifically designed to bring our client into full compliance with the corporate governance regulatory requirements. The diagnostic and implementation tool addresses the corporate governance points of:

• Sarbanes-Oxley Act of 2002 and subsequent related legislation
• Rules promulgated by the Securities and Exchange Commission for registered companies
• Listing market requirements (NYSE, Amex & NASDAQ)
• Specific industry and sector governance standards

Our comprehensive tool provides ongoing support capabilities to assure conformity with the extensive monthly, quarterly and annual corporate governance requirements.